Control Your Future

Auditrol revolutionizes risk management with AI, proactively mitigating regulatory and data risks for financial institutions.

The need to respond to increased scrutiny by investing in effective data controls is represented in these figures for 2023.

30%

Data Control Deficiency in Regulatory Findings

20%

Regulatory Notices Related to MRA, MRIA & MRBA

$800M +

Related to Non-Compliance of Technology Controls

How Auditrol Can Help

Data as the Foundation

Data is the cornerstone of managing all risk types. By addressing data risks within an integrated platform, your organization can efficiently manage other risks.

Focus on Business Process

Prioritizing risk management through strong business processes fosters a risk-aware culture and seamlessly integrates your line-of-business (LOB) with IT.

AI-Powered Regulatory Insights

Stay ahead of compliance with our GenAI solution, which combines industry expertise with cutting-edge algorithms to deliver curated, up-to-date control lists.

We harness the power of creativity, data analytics, artificial intelligence, and expert human cognition to pioneer innovative solutions

Why Choose Auditrol

Harness the power of technology and industry expertise knowledge to stay ahead of compliance and risk management.

Automation and Programmability

Identifying software vulnerabilities early on during development is a standard practice, but detecting risk with newly created data assets doesn't exist today.

Auditrol addresses the gap by providing a software development kit (SDK) that allows engineers and data scientists to identify risks and remediate potential gaps in automated workflows.

Financial Services Industry Focus

We are experts in data risk management for financial services. Our deep understanding of business processes and ownership across business, IT, and line-of-defense (LOD) approval process allows us to collaborate to address your challenges.

Flexible Deployment

Choose from SaaS, Your Cloud VPC, or Hybrid (Your Cloud VPC + On-Premise Data Collection Container) deployment options.

Industry Specific Architecture and Security

Built with a security model and architecture tailored for financial services industry.

Features

Regulatory Knowledge

Harness the power of Generative AI to distill complex regulations into comprehensible summaries and recommended controls.

Improve regulatory knowledge with our Q&A chatbot.
Review recommended controls across regulations and industry frameworks such as BCBS 239, FFIEC, and EDM.
Trust and verify AI output with data privacy, domain knowledge, and contextually aware system prompts.
Bring your policies to our chatbot in a privacy safe way.

Business Process

Contextualize risks with business processes.

Define the "why" and "relevance" of controls.
Identify critical data elements (CDEs) and data catalogs.
Increase collaboration among stakeholders during design and approval processes.
Monitor compliance with automated attestation alerts.

Data Governance

Measure and manage data governance and reporting.

Manage business metadata, glossary, and ownership across IT and LOBs.
Configure business data catalogs in minutes.
Detect database changes immediately to minimize impact to key metrics and downstream systems.
Improve data governance maturity with out-of-box dashboards.

Control Design

Design controls with guided recommendations and templates.

Pre-packaged control lists derived from regulations and industry frameworks.
Import controls from existing applications, such as ServiceNow and Archer.
Comprehensive control coverage across data management, infrastructure, information management, AI/ML, and organizational processes.
Collaborative ecosystem brings together control, business, and risk owners to create and approve controls.

Control Assessment Automation and Analytics

Proactively manage risk score.

Conduct assessments on-demand or according to preset schedules, ensuring agile and timely risk evaluation.
Act on proposed targeted action plans to effectively address and rectify failed controls.
View risk health scores across key business processes and time horizons to elevate risk profile for management and risk committee.
Harness the power of SQL and Python for precise and code-based execution of control assessments.

Control Assessment Automation and Analytics

Latest Insights & Industry Updates

A man dressed in a suit holds a risk button, illustrating the concept of evaluating risks in a corporate environment.

Why We Started Auditrol: Revolutionizing Data Risk Management with AI

For decades, the core principles of banking have remained largely unchanged, with institutions taking calculated risks to generate profits. However, the industry has experienced significant transformations in recent years. New regulations and amendments, the rise of neo-banking, technological advancements, heightened security concerns, and privacy issues have all reshaped the banking landscape.